Skip to content

General information

Name
Director, Financial Services Risk & Regulatory Consulting
Posting Title
Director, Regulatory and Risk Advisory
Ref #
2234786
Date Published
Wednesday, March 26, 2025
City
New York
State
New York
Country
United States
Job Category
Risk Advisory
Advertised Location
US-NY-New York
Working time
Full Time

Description & Requirements

Location: NY – this position requires travel into NYC on a frequent basis

Who Makes a Highly Successful Advisor

We are looking for team members to join our inclusive community of passionate risk and regulatory advisors. These diverse professionals should be highly skilled, entrepreneurial, and future focused – they are self-starters with curiosity and a passion for continuous learning. They possess a strong growth mindset that propels themselves and others forward, driving innovation through delivery, and helping clients succeed beyond their expectations.

Your New Career Challenge

Daily, you will have the opportunity to learn and work alongside a broad mix of highly talented subject matter leaders and team members both at Forvis Mazars and at our clients. You will have an environment to explore and experience emerging, and relevant topics based on your interests and alignment to your short and long-term career goals. 

As part of our growing Regulatory and Risk Management team, you will work with our clients, including some of the most iconic financial institutions globally, as they reshape regulatory and risk management methodologies and process for the future.  You will gain in-depth experience across emerging risk topics within a variety of regulatory and risk categories, become a thought leader with a focus on the latest innovations and solutions leveraging cutting edge technology, and enable strategic success through developing proactive metrics and data that provide risk insights.


Areas of focus include: 
  • Risk Management and Controls
  • Risk Architecture and Technology
  • Risk Reporting and Analytics
  • Prudential and Conduct Regulation


What You Will Do:

  • Driving strategy and developing appropriate solutions to help our clients achieve their goals based on a deep understanding of the science of risk management
  • Being a thought leader in a risk and regulatory area, or more broadly to drive market presence and enhance team expertise
  • Managing and developing lasting relationships with senior executives of leading organizations while developing client accounts
  • Managing engagements and provide clients with support in understanding and implementing risk management concepts, such as enterprise risk, operational risk, market risk, credit risk, etc.
  • Leading and mentoring teams as well as developing your own skill set by collaborating closely with partners on cutting edge risk engagements
  • Communicating complexities of the risk management process to stakeholders across the firm and driving the creation of deliverables to achieve understanding at all levels
  • Developing your knowhow and contributing to the firm’s knowledge base by staying abreast of industry practices, assessing the impact of news events on company risk management practices 
  • Achieving and maintaining high quality in work, client relations, and team relations
  • Supporting any training and mentoring to staff and interns as necessary



 Minimum Qualifications:
 
  • 10 years or more experience within a risk or regulatory advisory practice, risk management at financial services organization or consulting firm 
  • BA or BS in a related field (Risk Management, Finance, Business, Mathematics etc.).
  • Proficiency in MS Office: Word, Excel, Power Point, and Outlook
  • Knowledge of the key industry risk management or regulatory compliance technologies and overall marketplace trends
 

 Preferred Qualifications:
  • Master's Degree in Risk Management, Information Systems, Accounting, Mathematics, or a related field 
  • Advanced writing, presentation, and communication skills
  • Experience leading and building teams
  • FRM Certification or similar risk management related credential
  • Prior role with Big 4/Big 4 Equivalent
  • A passion for relationship building with a service mindset
  • Deep knowledge of Risk Management, either broadly or within a specific risk topic (i.e., Operational Risk, Market Risk, Credit Risk, Third Party Risk) with practical experience developing and implementing related frameworks, underlying key processes, and being a thought leader or Regulatory Compliance, either broadly or within a specific regulation topic (i.e., Prudential, Conduct, Market Integrity…)
  • Proven record building and leading teams, including development of future leaders
  • Ability to vision and develop solutions, including the ability to develop content, be insightful, and understanding of key success factors for go to market
  • Project management and communication experience, and the ability to manage large teams and projects
  • Demonstrated knowledge of risk management best practices, regulatory considerations, and financial service routines



#LI-NYC
#LI-RM1

New York City Pay Transparency

Pursuant to the pay transparency laws of New York State and other local ordinances within the state including (but not limited to) New York City, the salary range displayed is for the New York markets. The salary for this role will be based on the experience, education, and skill set of the individual for the position. Total compensation and benefits consist of salary, group health plan benefits, 401(K), profit-sharing contributions, flexible time off, and parental leave. Forvis Mazars reserves the right to make changes to the salary range based on business needs.

New York Salary Range:
NY Minimum Salary (USD)
$ 207,400
NY Maximum Salary (USD)
$ 430,800