General information

Name
Consulting - Risk Advisory - Regulatory Advisory Manager
Posting Title
Regulatory Advisory Manager
Ref #
2233618
Date Published
Tuesday, September 3, 2024
City
New York
State
New York
Country
United States
Job Category
Risk Advisory
Office
Financial Services Regulatory (Forvis)
Advertised Location
US-NC-Charlotte, US-NY-New York
Working time
Full Time

Description & Requirements

Ready to Accelerate Your Career? Join our rapidly expanding advisory team! 
 
Our Financial Services Regulatory Advisory practice brings our global footprint, clients, industry expertise, and innovative solutions together to help global companies exceed their strategic objectives and needs. We have a national and global footprint with a significant portfolio of financial services clients spanning across banking, insurance, global markets, asset and wealth management, and payments. Our clients range from the largest, premier global banks, insurers, and financial institutions to super-regional and community banking clients, asset managers, and Fintech start-ups.   
 
Who Makes A Highly Successful Advisor? 
 
We are looking for team members to join our global, inclusive community of passionate financial services advisors. These diverse professionals should be highly skilled, entrepreneurial, and future focused – they are self-starters with curiosity and a passion for continuous learning. They possess a strong growth mindset that propels themselves and others forward, driving innovation through delivery, and helping clients succeed beyond their expectations. 
 
Your New Career Challenge 
 
Daily, you will have the opportunity to learn and work alongside a broad mix of highly talented subject matter leaders and team members both at Forvis Mazars and at our clients. You will have an environment to explore and experience emerging, and relevant topics based on your interests and alignment to your short and long-term career goals.  
   

How you will Contribute:   

  • Analyze and implement risk-based solutions relating to consumer-based regulations 
  • Experience operating in the 1st, 2nd, and/or 3rd, lines of defense 
  • Working knowledge of banking laws and global regulations 
  • Maintain and achieve high quality in work, client relations and team relations 
  • Acquire the skills necessary to develop quality client relationships and loyalty  
  • Assume the responsibility for staff work and ensure high quality of work is delivered within established deadlines  
  • Serve in more of a leadership role on client work as technical knowledge and experience grows 
  • Support any training and mentoring to staff and interns as necessary 
  • Perform other duties as assigned by the firm’s leadership 
  • Execute and help lead client engagement activities in all phases of project life cycle from start to end 
  

We Are Looking for People Who Have Forward Vision and: 

  • Independent thinking skills by making decisions related to engagements to include dynamic problem solving, risk assessment, quality control, and data and information evaluation
  • Highly Proficient verbal and written English communication skills; ability to communicate effectively
  • Professional demeanor toward duties and responsibilities, particularly with regard to independence, professional ethics, and the exercise of professional judgment
  • Must be reliable and able to meet deadlines
  • Strong organizational, time management, and interpersonal skills
 

Minimum Qualifications:  

  • 5 years or more of experience in public accounting, regulatory compliance, or related consulting experience required 
  • Relevant certifications (CAMS, CRCM, CIA, CISA, CPA) 
  • BA or BS in Accounting or related field 
  • Proficiency in MS Office: Word, Excel, Power Point and Outlook
   

Preferred Qualifications: 

  • Master’s degree in accounting or related field required 
  • Regulatory compliance experience in Bank Compliance, Compliance Audit, and/or as former Bank Regulator 
  • Working knowledge of UDAAP, Reg B, Reg C, Reg CC, Reg DD, Reg E, CRA, SCRA, Fair Lending, Flood, FCRA, and HMDA 


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New York City Pay Transparency

Pursuant to the pay transparency laws of New York State and other local ordinances within the state including (but not limited to) New York City, the salary range displayed is for the New York markets. The salary for this role will be based on the experience, education, and skill set of the individual for the position. Total compensation and benefits consist of salary, group health plan benefits, 401(K), profit-sharing contributions, flexible time off, and parental leave. Forvis Mazars reserves the right to make changes to the salary range based on business needs.

New York Salary Range:
NY Minimum Salary (USD)
$ 92,100
NY Maximum Salary (USD)
$ 192,000
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