FORVIS

How you will contribute:

• Leading and Managing Audits: Plan, execute, and oversee internal audit reviews of AML, Sanctions, and Fraud programs to ensure compliance with regulatory requirements and internal policies
• Audit Reporting: Prepare detailed audit reports with clear findings, recommendations, and action plans. Communicate audit results to senior management and clients.
• Risk Assessment: Conduct comprehensive risk assessments to identify potential areas of risk within AML and Sanctions programs.
• Regulatory Compliance: Ensure that audit activities comply with relevant regulatory standards.
• Risk Management Technologies: Utilize and understand technologies used to manage risk, including the principles of model validation, to ensure the effectiveness and reliability of AML and Sanctions programs.
• Client Engagement: Build and maintain strong relationships with clients, providing expert advice and insights on AML and Sanctions compliance and internal audit best practices.
• Team Leadership: Mentor and develop junior audit staff, providing guidance and support to enhance their professional growth and audit skills.
• Continuous Improvement: Stay updated on industry developments, regulatory changes, and best practices in AML and Sanctions compliance and internal audit methodologies.

We are looking for people who have Forward Vision and:  

• Independent thinking skills by making decisions related to engagements to include dynamic problem solving, risk assessment, quality control, and data and information evaluation  
• Strong analytical and critical thinking skills, with the ability to interpret complex data and regulatory requirements.
• Excellent verbal and written communication skills, with the ability to clearly convey audit findings and recommendations to diverse audiences.
• Professional demeanor toward duties and responsibilities, particularly regarding independence, professional ethics, and the exercise of professional judgment  
• Strong organizational, time management, and interpersonal skills 

Minimum Qualifications: 

• 8 years or more of experience in financial crime roles with a focus on AML, KYC, BSA, SARs and Internal Audit programs within the financial services industry
• Proven experience in applying internal audit methodologies, including risk assessment, audit planning, fieldwork, and reporting. Familiarity with audit frameworks such as COSO, IIA Standards, and other relevant frameworks.
• CAMS certification  
• BA or BS in Accounting, Finance, Business, or related field 
• Proficiency in MS Office: Word, Excel, PowerPoint, and Outlook  

Preferred Qualifications: 

• Data Analysis: Familiarity with data analytics tools and techniques to identify trends, anomalies, and potential areas of concern within AML and Sanctions activities.
• Master’s degree in Business, Accounting, Finance, or related field